151A - SEC - Securities and Exchange Commission

  • sec.gov/comments/s7-14-08/s71408-1875.pdf
  • sec.gov/files/rules/final/2010/33-9152.pdf
    • SUMMARY: We are withdrawing rule 151A under the Securities Act of 1933, which defines the terms “annuity contract” and “optional annuity contract” under the Act. On July 12, 2010, the United States Court of Appeals for the District of Columbia Circuit issued an order vacating the rule.
    • EFFECTIVE DATE: Rule 151A, published at 74 FR 3175 (January 16, 2009) and effective on January 12, 2011, is withdrawn as of [INSERT DATE OF PUBLICATION IN FEDERAL REGISTER].
    • nasaa.org/wp-content/uploads/2011/07/29-NASAA_Comment_Letter_on_SEC_Proposed_Rule_151A.pdf
  • 2008 1022 - CRS - Annuities and the Securities and Exchange Commission Proposed Rule 151A, RS22974
  • 2010 0729 (Updated) - CRS - Securities and Exchange Commission Rule 151A and Annuities: Issues and Legislation, Congressional Research Service - 15p