New York – WishList <WishList> – 1980 – NYSID – Consumers Shopping Guide for Life Insurance, New York State Insurance Department – 41 pages <WishList> – (Op. Letter 6/26/98, copy enclosed) 2000 0616 – NYSID – Letter from Rochelle Katz, Associate Att’y, State of N.Y. Ins. Dep’t, to Bertil Lundqvist, Att’y, Skadden, Arps, Slate, Meagher & Flom,…

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UBS formerly PaineWebber 2015 – LC – The City of New Orleans v AMBAC Assurance Corporation, Ambac Financial Services, LLC, Painewebber Capital Services, Inc., And UBS Securities LLC Case 2:08-cv-03949-KDE-SS Document 266 – Memorandum in Opposition to Defendants’ Motion for Summary Judgment –  Filed 01/08/15 – 59p Due to a secret joint venture with Ambac,…

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Government Hearings – 1930s 1935 – GOV (House) – Regulating the Use of the Mails with Respect to Insurance … Committee on the post office & post roads Life Insurance Co. , Detroit , Mich . Midwest Life Insurance Co. , Lincoln … Hercules Life Insurance Co. of Chicago . I will endeavor not to…

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Government Hearings – 1920s 1924 – ADJUSTMENT OF ACCOUNTS BETWEEN THE UNITED STATES AND THE DISTRICT OF COLUMBIA HEARINGS BEFORE THE SUBCOMMITTEE OF THE COMMITTEE ON THE DISTRICT OF COLUMBIA HOUSE OF REPRFSENTATIVFS Insurance; World War Veterans’ Legislation: Hearings Before the Subcommittee on Insurance, Seventieth Congress, First Session on H.R. 8333 United States. Congress. House.…

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WishList – SEC – Securities and Exchange Commission 1939 0412 – SEC (William O. Douglas) to President (Franklin D. Roosevelt) – Re: Insurance Investigation –  3p I also attach hereto a confidential memorandum, dated March 10, 1939, written on a private and confidential survey conducted by J. Walter Thompson Company to determine the way the…

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AIG – WishList See Peter Adamczyk, Securities Lending -A Growing Investment Strategy, AIG Global Investment Group (Apr. 2006) (describing AIG’s securities lending business); 2008 1125 – Letter – EWT to SEC – Re: Release No. 34-58773, File No. S7-30-08, Amendments to Regulation SHO – 9p 2008 1003 – NYT – A.I.G. Uses $61 Billion of Fed…

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Problem – Reinsurance On reinsurance, in 1984 we passed a new act on reinsurance in terms of what has got to be put up from the  unauthorized reinsurers to insure that there are some funds available, in case those insurers disappear. We have taken action on reinsurance.   We have taken additional action because we see…

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Comparison Taxonomy – Changes – Term to Permanent Cost Comparison Policy Comparison NAIC Life Cost Comparison Working Group – NAIC Life Insurance Cost Comparison Task Force – NAIC 2013 – SOA – Life Insurance Regulatory Structures and Strategy: EU Compared with US, Society of Actuaries – 92p

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ACLI – Documents sec.gov/comments/s7-14-08/s71408-1875.pdf 1970s 1976 0909 – Letter – Richard A. Hemmings to NAIC – re: Proposed Changes to the NAIC Model Variable Life Insurance Regulation – 1976-1 – NAIC Proceedings – p623-648 / 673-698 This memorandum is a review of the American Council of Life Insurance (formerly ALIA hereafter referred to as “Council.”) recommended…

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