January 2023 – Page 5

Frank Keating 1995-2003 – Governor of Oklahoma 2003-2010 – ACLI, American Council of Life Insurers, President 2011-2015 – American Bankers Association, President 2004 0909 – GOV (House) – G.I. Finances: Protecting Those Who Protect Us – [PDF-176p, VIDEO-?] ACLI – Frank Keating – Written Testimony – 6p House – Financial Services Committee – Subcommittee on Capital Markets,…

Rating Rating – Index 2010 – LR – Rating Dependent Regulation of Insurance, John Patrick Hunt, Connecticut Law Journal – p101-186p – 86p

Wells Fargo 2016 1209 – NYT – Accusations of Fraud at Wells Fargo Spread to Sham Insurance Policies, By Stacy Cowley and Matthew Goldstein – [link] Prudential, Whistleblowers, MyTerm

Crédit Lyonnais 2011 – NYT – A.I.G. Unit and a French Bank Settle a Lawsuit Credit Agricole SA bought Credit Lyonnais in 2003 Leon Black, Soon after, executives of the French bank Crédit Lyonnais reached out to Black about teaming up on a venture that would try to replicate Drexel’s success. He and Crédit Lyonnais went big,…

Des Moines Register 2013 0501 – Des Moines Register – Aviva USA life insurance unit to be dealt to Global Atlantic, by Victor Epstein – [link-winkintel] 2013 0928 – Des Moines Register – Insurers, Banks Hail Higher Bond Yields, By Victor Epstein – [link] 2013 0928 – Des Moines Register – Insurers, Banks Hail Higher Bond Yields,…

Federal Reserve FRB – Federal Reserve Board

CFPA – Consumer Financial Protection Agency CFPB – Consumer Finance Protection Bureau 2009 1023 – InvestmentNews – Insurance advocates laud changes to Consumer Financial Protection Agency Act – [link] Members of the insurance industry are applauding an amendment to the Consumer Financial Protection Agency Act of 2009 that eliminates a section that would have given the…

NASAA – North American Securities Administrators Association nasaa.org/ 1980s – NASAA/NAIC Joint Regulatory Insurance Products Study Committee 2023 1204 – Letter – ACLI to NASAA – Re: Proposed Revisions to NASAA’s Dishonest or Unethical Business Practices of Broker-Dealers and Agents Model Rule, North American Securities Administrators Association – 9p The Report and Proposal do not…

Nassim Taleb Black Swans 2009 0910 – GOV (House) – The Risks of Financial Modeling: VAR and the Economic Meltdown [PDF-155p, VIDEO-YouTube] Nassim Taleb Crooks or Fools Collective Incompetence Class B Instruments Richard Bookstaber, Financial Author House – Committee on Science and Technology, Subcommittee on Investigations and Oversight

Regulators State Insurance Regulators