Archive for November 2023
2014 0424 – Document 820 – Trial Transcript – Day 11 – Walker vs. LSW – 279p
2014 0424 – Document 820 – Trial Transcript – Day 11 – Walker v LSW – 279p 2014 0424 – Document 820 – Trial Transcript – Day 11 – Walker v LSW – 279p (p27-28) – Q Would you ever sell a product that you 09:09:23 weren’t sure you understood and had the proper…
Read More2012 – SEC – In the Matter of Massachusetts Mutual Life Insurance Company – 10p
2012 – SEC – In the Matter of Massachusetts Mutual Life Insurance Company – 10p 2012 – SEC – In the Matter of Massachusetts Mutual Life Insurance Company — [BonkNote] — 10p sec.gov/litigation/admin/2012/ic-30264.pdf Administrative Proceeding File No.: 3-15095 Case filed: November 15, 2012 Qualifying Judgment/Order: November 15, 2012 (p2) – MassMutual’s failure, in its disclosures,…
Read More1963 / 1964 – GOV (House) – Investor Protection, Part 2 – Harley Staggers (D-WV)
1963 / 1964 – GOV (House) – Investor Protection – Part 2 – Harley Staggers (D-WV) 1963 / 1964 – GOV (House) – Investor Protection, Harley Staggers (D-WV) Part 1 – April 3; November 19, 20, 21, 1963 – 684p Part 2 – December 3, 4, and 5, 1963; January 21, 22, 23; February 4, 5, 18,…
Read More