Capital Markets
Capital Markets
- H. CAPITAL MARKETS BUREAU
- The principal risk of capital markets activities within regulated entities is the potential for loss on investment instruments and investment portfolios that may materially affect capital adequacy.
- Managing this risk is the responsibility of the insurer’s board of directors and management.
- A key to the regulation of capital markets activities is assessing what capital markets risks the insurer has and how it measures and manages these risks. (p151)
- The principal risk of capital markets activities within regulated entities is the potential for loss on investment instruments and investment portfolios that may materially affect capital adequacy.
2009 – NYSID – 151st Annual Report of the Superintendent – 225p
- 2009 1006 – GOV (House) – Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office, Barney Frank (D-MA) – [PDF-325p, VIDEO-House-Error]
- NAIC – Therese M. Vaughan, NAIC-CEO – 7p
- https://archives-financialservices.house.gov/Hearings/hearingDetails.aspx?NewsID=1126