Advice
- Incidental Advice
- Thomas v. Metropolitan Life Insurance Company, Case No …Aug 31, 2009 – This policy was a variable universal life insurance policy. The Third … advice “solely incidental to” the conduct of business as a broker or dealer.
- … under the IAA if the advice they give is “solely incidental to” their broker activities and they receive “no special compensation” …
2020 – LR – Thomas v. Metropolitan Life Insurance Co.: Semantics, Fiduciary Duty, and an Outdated Distinction, by Jeremy Liles –
21p