David Kotz

David Kotz

• 2007-2012 – Inspector General at the U.S. Securities and Exchange Commission (SEC) from December 2007 until his resignation in January 2012.

• 2009 0831 – SEC Inspector General Report – Investigation of Failure of the SEC to Uncover Bernard Madoff‘s Ponzi Scheme – Public Version – Report No. OIG-509 – 477p
  • sec.gov/files/oig-509-exec-summary.pdf
• 2009 0910 – GOV (Senate) – Oversight of the Securities and Exchange Commission’s Failure to Identify The Bernard L. Madoff Ponzi Scheme and how to Improve SEC Performance, Chris Dodd (D-CT),
  • [PDF-148p,
  • SEC – David Kotz – Inspector General of the Securities and Exchange Commission – 23p
  • Senate – Committee on Banking, Housing and Urban Affairs

• 2010 03 – DOJ – Investigation of the SEC’s Response to Concerns Regarding Robert Allen Stanford’s Alleged Ponzi Scheme, Department of Justice, David Kotz – 159p
• 2010 0922 – GOV (Senate) – Oversight of the SEC Inspector General’s Report on the ”Investigation of the SEC’s Response to Concerns Regarding Robert Allen Stanford‘s Alleged Ponzi Scheme” and Improving SEC Performance, Chris Dodd (D-CT)
  • [PDF-76p, VIDEO-CSPAN-02:00:18]
  • SEC – David Kotz – Inspector General of the Securities and Exchange Commission – 18p
  • Senate – Banking, Housing and Urban Affairs Committee
  • banking.senate.gov/imo/media/doc/DoddStatement0.pdf
  • sec.gov/news/testimony/2010/ts092210rk-cd.htm