Compliance Department – Walker vs. LSW

Compliance Department – Walker v LSW

• 2011 1107 – DOC 748-2 – Deposition of Donna Morgan – 42p – chief compliance officer for the Life Company Life Insurance Company of the Southwest, and National Life Insurance Company.

Matthew DeSantos – LSW’s Senior Vice-President of Distribution and Business Development (himself a former insurance agent) – DOC 792 p27>

(p107) – Compliance Department Reviews

(p108-109) – Alan Hanson, e-mail, Compliance, Tax-free Retirement

Q I’m not sure if you were shown this, but I think the jury has seen Exhibit 38. So if you can flip there and we can put it up on the screen. I think it’s already in evidence.
Do you recognize this as an e-mail exchange that you had with Alan Hanson about a marketing campaign for some company products?
A Yes.