Morningstar

  • 2011 0707 – The Future of Financial Planning Regulation: None of the current regulatory regimes truly regulates financial planning. – Mercer Bullard – [link]
  • 2022 0131 – Confessions of a Barred Broker: ‘I was naive. I wish I had been more educated on the peril I was facing.’  by John Kador  re: Jeffrey Martinovich – [link]
    • FINRA – ORDER ACCEPTING OFFER OF  SETTLEMENT – Date: February 3,2011 – 59p