Periodic Payment Plans
- 2007 03 - SEC - Report on Refunds, Sales Practices, and Revenues from Periodic Payment Plans - As Required by Section 4(c) of the Military Personnel Financial Services Protection Act - U.S. Securities and Exchange Commission, Securities and Exchange Commissioner - 48p
- .... variable annuities and variable life are regulated as periodic payment plans.
- Now as usual, things that are prohibited can nonethelessbe done if you do them right.
- The way to do it is either comply with an exemptive rule or get an exemptive order.
-- W. Randolph Thompson, with the law firm of Jones & Blouchin Washington, will speak on some SEC issues
1993 - SOA - Variable Products -- Product for the 1990s?, Society of Actuaries - 22p