DOL – Fiduciary – Government Hearings

  • 2016 – Congresswoman Ann Wagner (R-MO) discusses how the Administration’s “Fiduciary Rule” is really just Obamacare for Americans’ savings accounts. – youtube.com/watch?v=-_NeKxGmvpw
  • 2011 0211 – GOV (House) – Emerging trends at the National Labor Relations Board, Phil Roe (R-TN)
    • [PDF-xp-GooglePlay, VIDEO-?]
    • House – Committee on Education and the Workforce – Subcommittee on Health, Employment, Labor and Pensions
    • 3 See NLRB v. Insur. Agents’ Int’l Union, 361 U.S. 477, 489 (1960), where the Supreme Court referred to the bargaining contemplated by the Act, and observed that the parties “proceed from contrary and to an extent antagonistic viewpoints and concepts of self-interest. * * * The presence of economic weapons in reserve, and their actual exercise on occasion by the parties, is part and parcel of the system that the Wagner and Taft-Hartley Acts have recognized.”
  • 2011 0712 – GOV (Senate) – Enhanced Investor Protection After The Financial Crisis, Tim Johnson, (D-SD)  —  [BonkNote]
    • [PDF-132VIDEO-Senate Page]
    • banking.senate.gov/hearings/enhanced-investor-protection-after-the-financial-crisis
    • Surveying The Investor Protection Provisions Contained In The Dodd-Frank Wall Street Reform And Consumer Protection Act One Year After Its Implementation
    • Senate – Banking, Housing, and Urban Affairs
      • 2011 01 – GAO – Consumer Finance: Regulatory Coverage Generally Exists for Financial Planners, but Consumer Protection Issues Remain, Government Accountability Office – Full Report – 51p
    • ⇒ 02:05:00 – David Massey – NASAA – North American Securities Administrators Association – Best Interest – Conflicts of Interest – Holding self as a Fiduciary. – 11p
    • 02:06:00 – DOL – Fiduciary Rule – Lack of Coordination – SEC – 
  • 2011 0726 – GOV (House) – Redefining ‘Fiduciary: Assessing The Impact Of The Labor Department’s Proposal On Workers And Retirees, David P. Roe (R-TN)
    • [PDF-150p
    • House – Committee on Education and the Workforce – Subcommittee on Health, Employment, Labor and Pensions
  • 2013 1218 – Testimony – ACLI – GOV (Senate) – The Role of Social Security, Defined Benefits, and Private Retirement Accounts in the Face of the Retirement Crisis – 63p
  • 2013 0131 – GOV (Senate) – CSPAN – Retirement Savings
    • [PDF-p, VIDEO-CSPAN]
    • Senate – Committee on Health, Education, Labor, and Pensions 
  • 2014 0916 – GOV (Senate)
    • [PDF-xp, VIDEO-CSPAN]
    • Senate – Senate Finance Committee
  • 2015 0617 – GOV (House) – Restricting Access To Financial Advice: Evaluating The Costs And Consequences For Working Families And Retirees, David P. Roe (R-TN)
  • 2015 0721 – GOV (Senate) – Restricting Advice and Education: DOC’s Unworkable Investment Proposal for American Families and Retirees, Johnny Isakson (R-GA)
    • (PDF-64pVIDEO-CSPAN-01:43:18]
    • Litan. Robert, Economist and Attorney
    • Schneider, Peter, President, Primerica Inc.,
    • Miller, Darlene, President and CEO. PERMAC Industries
    • Puritz, Scott, Managing Director, Rebalance IRA,
    • Senate – Committee on Health, Education, Labor, And Pensions
      – Subcommittee on Employment and Workplace Safety
  • 2015 0930 – GOV (House) – DEPARTMENT OF LABOR’S PROPOSED FIDUCIARY RULE, Peter Roskam (R-IL) 
  • 2019 0514 – GOV (Senate) – CSPAN – Senate Hearing on Retirement and Financial Security

 

  • 2024 0215 – GOV (House) – Protecting American Savers and Retirees from DOL’s Regulatory Overreach, Bob Good (R-VA)
    • [PDF-, VIDEO-YouTube-02:06:21]
    • edworkforce.house.gov/calendar/eventsingle.aspx?EventID=410108
    • Opening statement:
    • Witnesses:
      • NAIC – Doug Ommen, Insurance Commissioner, Iowa Insurance Division – 6p
      • Groom Law Group – Thomas Roberts, Principal, Groom Law Group – 6p
      • PIABA –  Joseph C. Peiffer, President, Public Investors Advocate Bar Association  —  [BonkNote]  —  30p
      • IRI – Jason Berkowitz, Chief Legal and Regulatory Affairs Officer, Insured Retirement Institute – 197p
    • 25 – NAIC – Doug Ommen, Insurance Commissioner, Iowa Insurance Division
    • Subcommittees on Health, Employment, Labor, and Pensions; Higher Education and Workforce Development