DOL - Letters - Comments - Testimony
- 2010 - dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32
- March 2, 2011 Hearing Transcript
- Primerica
- March 2, 2011 Hearing Transcript
- 2010 - Primerica - dol.gov/sites/dolgov/files/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32-2/00615.pdf-249p -
- Re: Conflicts of Interest Proposed Rule - Definition of the Term “Fiduciary”;
- Conflict of Interest Rule – Retirement Investment Advice (RIN 1210-AB32)
- Proposed Best Interest Contract Exemption (ZRIN: 1210-ZA25)
Proposed Amendments to Various Exemptions (ZRIN: 1210-ZA25) - Regrettably, we find the BIC Exemption to be unworkable. In short, the requirements of the BIC Exemption are so complex and burdensome that it is not administratively or operationally feasible
- 2011 0301 - DOL - 1210-AB32 - ACLI - Hearing on Definition of Fiduciary - Investment Advice --- [BonkNote] --- 9p
- 2011 0301 - Testimony - ACLI -Testimony of Tom Robert - On Behalf of The American Council of Life Insurers Before The Employee Benefits Security Administration U.S. Department of Labor Hearing on Definition of Fiduciary – Investment Advice - 4p
- 2024 0215 - PIABA - Testimony - Joseph C. Peiffer, President, Public Investors Advocate Bar Association --- [BonkNote] --- 30p