Bills
151A – SEC – Securities and Exchange Commission
151A – SEC – Securities and Exchange Commission sec.gov/comments/s7-14-08/s71408-1875.pdf sec.gov/files/rules/final/2010/33-9152.pdf SUMMARY: We are withdrawing rule 151A under the Securities Act of 1933, which defines the terms “annuity contract” and “optional annuity contract” under the Act. On July 12, 2010, the United States Court of Appeals for the District of Columbia Circuit issued an order vacating…
Read MoreHarkin Amendment
Harkin Amendment 2010 1101 – Brokers World – Harkin Amendment Welcome Relief For Indexed Products, By Robert M. Elconin and Eric L. Marhoun – [link]
Read MoreRAFSA – The Restoring American Financial Stability Act of 2010
RAFSA – The Restoring American Financial Stability Act of 2010 2010 0410 – NAIC to GOV (Senators – All) – re: NAIC letter to Senators on the Restoring American Financial Stability Act of 2010 (RAFSA) – 4p If a study is necessary, we urge the Senate to request the study from an objective body, such as…
Read MoreSEC – Regulation Best Interest – Reg BI
SEC – Regulation Best Interest – Reg BI FINRA – Reg BI – [link] 2008 – Report – Rand – SEC – Investor and Industry Perspectives on Investment Advisers and Broker-Dealers, Sponsored by the United States Securities and Exchange Commission – 228p sec.gov/news/press/2008/2008-1.htm 2011 – Report – SEC – Study on Investment Advisers and Broker-Dealers, As…
Read MoreFTC – BOR – Business Opportunity Rule
FTC – BOR – Business Opportunity Rule 2021 0614 – FTC – Press Release – Statement of Commissioner Rohit Chopra – Regarding the Business Opportunity Rule – Commission File No. P924214, Federal Trade Commission – 2p 2022 1125 – FTC – Consultation – BOR – Business Opportunity Rule – ANPR, Project No. R511993 — [BonkNote] 32 Comments – regulations.gov/docket/FTC-2022-0072/comments…
Read MoreUILA – Uniform Insurers Liquidation Act
UILA – Uniform Insurers Liquidation Act 1940 – LR – Legislation: The Uniform Insurers Liquidation Act – 12p 1953 – LR – The Uniform Insurers Liquidation Act and Wisconsin Law, by Darrell L. Peck – 10p 1940 – LR – Legislation: The Uniform Insurers Liquidation Act – 12p Corporations doing business in several states have long faced the…
Read MoreFGIC – Federal Insurance Guaranty Corporation
FGIC – Federal Insurance Guaranty Corporation 1969 – GOV (Senate) – Insurance Regulation – Warren G. Magnuson (D-WA) https://library.cqpress.com/cqalmanac/document.php?id=cqal69-1248592 HELD HEARINGS—Nov. 12, 19 and 20 on a bill (S 2236) to create a Federal Insurance Guaranty Corporation (FIGC) to protect customers from insolvency of certain insurance companies. Under the bill, the corporation would be patterned after the Federal…
Read MoreUnited States v. South-Eastern Underwriters Association
United States vs. South-Eastern Underwriters Association 1944 – LC – UNITED STATES v. SOUTH-EASTERN UNDERWRITERS ASSOCIATION (SEUA) ET AL., APPEAL FROM THE DISTRICT COURT OF THE UNITED STATES FOR THE NORTHERN DISTRICT OF GEORGIA., No. 354. Argued January 11, 1944.-Decided June 5, 1944 – 63p
Read MoreInsurance Information Act
Insurance Information Act H.R. 5840 – The Insurance Information Act of 2008 Paul Kanjorski (D-PA) – (Introduced 04/17/2008) Committees: House – Financial Services H.R.2609 – Insurance Information Act of 2009 Paul Kanjorski (D-PA) – (Introduced 05/21/2009) Committees: House – Financial Services 2008 0610 – GOV (House) – H.R. 5840, The Insurance Information Act of 2008,…
Read MoreSmart Act
SMART Act SMART – State Modernization and Regulatory Transparency Act 2005 0616 – GOV (House) – Smart Insurance Reform [PDF-157p, VIDEO-?] House – Committee on Financial Services – Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises 2005 0616 – GOV (House) – Smart Insurance Reform – [PDF-157p, VIDEO-?] House – Committee on Financial Services -…
Read More