Canada

2021 07 – CISRO – Comments – Principles of Conduct for Intermediaries Working Group – Stakeholder Submissions – 68p 2021-2022 – CISRO – Principles of Conduct for Intermediaries Working Group – [link] 2022 – CISRO – CISRO Principles of Conduct for Insurance Intermediaries – 3p 2021 07 – CISRO – Comments – Principles of Conduct for Intermediaries Working Group…

2014 09 – FSCO / FSRA – Report – Life Insurance Product Suitability Report – 52p (p1) – As a regulator, it is important for FSCO to understand what is occurring in the marketplace and to take a more proactive approach to market conduct regulation, rather than wait for problems to arise. (p1) – results…

2022 – FSRA – Principles of Conduct for Insurance Intermediaries [  ] – 2022 – FSRA – Principles of Conduct for Insurance Intermediaries – No. PC0044INT  —  [BonkNote]  —  [link]  —  21p Appendix B: Examples of conduct contrary to the Principles of Conduct The following is a non-exhaustive list of conduct FSRA has observed that would…

2016 – CLHIA – Insurance Distribution in Canada: Promoting a Customer-Focused System – 14p 2016 0422 – InvestmentExecutive.com – Big changes afoot for life agents?, by Megan Harman – [link] 2016 – CLHIA – Insurance Distribution in Canada: Promoting a Customer-Focused System  —  [BonkNote]  —  14p Guideline G18, Insurer-MGA Relationships, clarifies the roles, responsibilities and accountabilities within insurer-MGA…