dol
DOL – Department of Labor – IUL
2024 0215 – PIABA – Testimony – Joseph C. Peiffer, President, Public Investors Advocate Bar Association — [BonkNote] — 30p 2017 0731 – Letter – CFA to NAIC (Annuity Suitability Working Group) – re: Regarding “Best Interest” Amendments to the NAIC Suitability in Annuity Transactions Model Regulation – 5p 1. The standard of care for consumers should be a fiduciary…
Read More2021 0602- Doug Andrew – 3 Dimensional Wealth – What Is The Fiduciary Rule In Financial Services?
2021 0602- Doug Andrew – 3 Dimensional Wealth – What Is The Fiduciary Rule In Financial Services? 2021 0602 – Doug Andrew – 3 Dimensional Wealth – What Is The Fiduciary Rule In Financial Services? — [BonkNote] — [YouTube-13:09] [Bonk: LASER Fun = Indexed Universal Life Insurance] 2 – Hidden Agenda – – Who is the…
Read More2023 1031 – DOL / EBSA – Fact Sheet: Retirement Security Proposed Rule and Proposed Amendments to Class Prohibited Transaction Exemptions for Investment Advice Fiduciaries – 7p
2023 1031 – DOL / EBSA – Fact Sheet: Retirement Security Proposed Rule and Proposed Amendments to Class Prohibited Transaction Exemptions for Investment Advice Fiduciaries 2023 1031 – DOL / EBSA – Fact Sheet: Retirement Security Proposed Rule and Proposed Amendments to Class Prohibited Transaction Exemptions for Investment Advice Fiduciaries, U.S. Department of Labor, Employee…
Read MoreNAIC to DOL
NAIC to DOL 2023 1101 – NAIC to DOL – State Insurance Regulators Work to Protect Consumers Who Buy Annuities; NAIC Releases Statement on DOL Fiduciary Rule Proposal – [link] “We fundamentally disagree with the White House’s characterization of state consumer protections for annuity products. The White House press statement that oversight of these products ‘varies state by state’ and…
Read More2011 0301 – DOL – 1210-AB32 – ACLI – Testimony – Hearing on Definition of Fiduciary – Investment Advice – 9p
2011 0301 – DOL – 1210-AB32 – ACLI – Testimony – Hearing on Definition of Fiduciary – Investment Advice – 9p 2011 0301 – DOL – 1210-AB32 – ACLI – Hearing on Definition of Fiduciary – Investment Advice — [BonkNote] — 9p We share the Department’s interest in seeing that plans and participants who seek out and are promised…
Read More2023 – DOL/EBSA – 2023-0014 – RIN-1210-AC02 – Searches
2023 – DOL/EBSA – 2023-0014 – RIN-1210-AC02 – Searches “American Academy of Actuaries” – 1 Result 2024 0102 – Letter – Anonymous – EBSA-2023-0014-0451 – 1210-AC02 – [link-p] The NAIC prescribed Economic Scenario Generator developed by the American Academy of Actuaries (“Academy… Harris is a Fellow of the Society of Actuaries and member of the .American Academy of Actuaries… She…
Read MoreJohn Hilton
John Hilton 2024 0116 – InsuranceNewsNet.com – Hearing speakers trade barbs on whether DOL fiduciary rule hurts or helps, by John Hilton – [link] 2024 0415 – InsuranceNewsNet.com – Trade groups express concern about regulatory process on DOL fiduciary rule, by John Hilton – [link] A group of 11 industry trade associations sent a letter to…
Read MoreDOL – Department of Labor – PTE 2020-02
DOL – Department of Labor – PTE 2020-02 dol.gov/agencies/ebsa/about-ebsa/our-activities/resource-center/faqs/new-fiduciary-advice-exemption 2024 – Letter – NAIFA to GOV-DOL/EBSA – RE: Comments of NAIFA to RIN 1210–AC02: Retirement Security Rule: Definition of an Investment Advice Fiduciary and ZRINs 1210-ZA32, 1210-ZA33, 1210-ZA34 (p13) – VI. The Proposed Rule Excludes Independent Marketing Organizations from PTE 2020-02. Independent marketing organizations (“IMOs”)…
Read More2023 – DOL/EBSA – 2023-0014 – RIN-1210-AC02 – Comments
2023 – DOL/EBSA – 2023-0014 – RIN-1210-AC02 – Comments 2024 0102 – Letter – AFL-CIO – Final_FRComments_Letterhead01.02.24 – EBSA-2023-0014-0437 – RIN-1210-ac01 – [link-7p] On behalf of the AFL-CIO, I am writing to express strong support for the U.S. Department of Labor’s (“DOL” or “the Department”) proposed rulemaking titled “Retirement Security Rule: Definition of an Investment…
Read MoreDOL – Department of Labor – Rollovers
DOL – Department of Labor – Rollovers 2023 05 – InsuranceNewsNet.com – DOL won’t give up on push for fiduciary standard on rollovers, analysts say, by John Hilton – [link] 2023 1031 – ThinkAdvisor.com – Ed Slott: Yes, IRA Rollovers Are Advice Under New DOL Fiduciary Rule, By Melanie Waddell – [link] 2023 1107 – ThinkAdvisor.com -…
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