dol – Page 2 – [BonkNote]

DOL – Department of Labor – Legal Cases ACLI vs. Perez (DOL – Department of Labor) – Fiduciary Rule 2022 – LC – American Securities Association v. U.S. Department of Labor No. 8:22-cv-330, 2023 WL 1967573 (M.D. Fla. Feb. 13, 2023) Document 55 – Order – 69p 2022 – LC – Federation of Americans for Consumer…

2024 0102 – ACLI to GOV-DOL / EBSA – 40p 2024 0102 – ACLI to GOV-DOL / EBSA – Subjects: Retirement Security Rule: Definition of an Investment Advice Fiduciary (RIN 1210-AC02); Proposed Amendment to Prohibited Transaction Exemption PTE 84-24 (Application No. D-12060); Proposed Amendment to Prohibited Transaction Exemption PTE 2020-02 (Application No. D-12057) – 40p…

DOL – Employee or Independent Contractor 2024 0110 – InsuranceNewsNet.com – New DOL rule could undermine financial advisors’ independent contractor status, by John Hilton – [link] The U.S. Department of Labor’s new rule to determine whether a worker is an employee or independent contractor includes a six-factor test of the “economic reality” of the relationship between…

DOL – Documents Referenced 1969 – LC – SEC v. National Securities, Inc., 393 U.S. 453 (1969) 2007 06 – GAO – Defined Benefit Pensions: Conflicts of Interest Involving High Risk or Terminated Plans Pose Enforcement Challenges, gao-07-703 – Government Accountability Office – 67p 2021 11 (Revised from 2020 07 – 62p) – NBER – Conflicting…

DOL – Department of Labor – Index ABCDEFGHIJKLMNOPQRSTUVWXYZ# A ACLI vs. Perez (DOL – Department of Labor) – Fiduciary Rule Back to top D DOL – Department of Labor DOL – Department of Labor – Index DOL – Department of Labor – IUL DOL – Department of Labor – Lawsuits DOL – Department of Labor…

DOL – Fiduciary Rule – Media 2016 04 – Morningstar – New Fiduciary Rule More Pro-Investor Than Previous Iteration – [Scott Cooley] – [VIDEO-YouTube-05:04] 2016 0628 – Morningstar – The DOL Fiduciary Rule: Winners and Losers – [Michael Kitces] – [VIDEO-YouTube-09:50] RIAs Products Distribution vs Advice 2 – Training 3 – CFP, Broker-Dealer – Fee-Based…

ERISA Retirement Income Working Group – (A) – NAIC “ERISA Retirement Income – https://naic.soutronglobal.net/Portal/Public/en-GB/SearchResults 2012 NAIC Proceedings 2013 NAIC Proceedings 2013 Summer ERISA Retirement Income (A) Working Group Aug. 24, 2013, Minutes (Attachment Four) …… 6-19 American Council of Life Insurers (ACLI) Guiding Principles on Improvements to U.S. Department Of Labor (DOL) ERISA Annuity Selection…

DOL – EBSA – 1210-AB32 Brian H. Graff – The American Society of Pension Professionals and Actuaries (ASPPA), the National Association of Independent Retirement Plan Advisors (NAIRPA), and the Council of Independent 401(k) Recordkeepers (CIKR) – 4p <WishList> – A recent survey of plan sponsors reported that 60 percent of small business plan owners indicated they…

DOL – Fiduciary Rule – Outline DOL – Fiduciary Rule — [BonkNote] DOL – Fiduciary Rule – Outline — [BonkNote] 2023 1031 – DOL / EBSA – Fact Sheet: Retirement Security Proposed Rule and Proposed Amendments to Class Prohibited Transaction Exemptions for Investment Advice Fiduciaries, U.S. Department of Labor, Employee Benefits Security Administration — [BonkNote] — …

EBSA – Employee Benefits Security Administration Department of Labor 2017 0706 – RFI – EBSA – Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions – RIN: 1210-AB82, Document Number:2017-14101 – federalregister.gov/documents/2017/07/06/2017-14101/request-for-information-regarding-the-fiduciary-rule-and-prohibited-transaction-exemptions Regulations.gov – EBSA-2017-0004 – regulations.gov/docket/EBSA-2017-0004 822 Comments – regulations.gov/docket/EBSA-2017-0004/comments 2017 0807 – Letter – NAIC to EBSA – Re: RIN 1210–AB82…