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DOL – Fiduciary Rule – Gaps
DOL – Fiduciary Rule – Gaps 2023 – GOV – Aren’t any Gaps SEC – Best Interest Rule NAIC – Annuity Suitability GAP – Life Insurance – Indexed Universal Life / Universal Life / 401k, 72T, SEPP, IRA Doug Andrew, etc CFA – Consumer Federation of America 2017 0731 – Letter – CFA to NAIC…
Read MoreDOL – Letters – Comments – Testimony
DOL – Letters – Comments – Testimony 2010 – dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32 March 2, 2011 Hearing Transcript Primerica 2010 – Primerica – dol.gov/sites/dolgov/files/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32-2/00615.pdf-249p – Re: Conflicts of Interest Proposed Rule – Definition of the Term “Fiduciary”; Conflict of Interest Rule – Retirement Investment Advice (RIN 1210-AB32) Proposed Best Interest Contract Exemption (ZRIN: 1210-ZA25) Proposed Amendments to Various Exemptions…
Read MoreDOL – Fiduciary – Government Hearings
DOL – Fiduciary – Government Hearings 2023 1031 – President Biden Remarks on Protecting Retirement Security – [VIDEO-CSPAN-20:22] 2011 0211 – GOV (House) – Emerging trends at the National Labor Relations Board, Phil Roe (R-TN) [PDF-xp-GooglePlay, VIDEO-?] House – Committee on Education and the Workforce – Subcommittee on Health, Employment, Labor and Pensions 3\ See NLRB…
Read More2017 0713 – GOV (House) – Impact of the DOL Fiduciary Rule on the Capital Markets – Bill Huizenga (R-MI)
2017 0713 – GOV (House) – Impact of the DOL Fiduciary Rule on the Capital Markets – Bill Huizenga (R-MI) 2017 0713 – GOV (House) – Impact of the DOL Fiduciary Rule on the Capital Markets, Bill Huizenga (R-MI) — [BonkNote] [PDF-117p, VIDEO-YouTube] Litigation Risk AARP – Cristina Martin Firvida, Director, Financial Security and Consumer Affairs…
Read MoreACLI vs. Perez (DOL – Department of Labor) – Fiduciary Rule
2016 – LC – ACLI vs. Perez (DOL – Department of Labor) – Fiduciary Rule 2016 – LC – ACLI vs. Perez (DOL – Department of Labor) – Fiduciary Rule – Document 1 – Complaint – 108p 2016 – LC – ACLI vs. Perez (DOL – Department of Labor) – Fiduciary Rule – Document 10…
Read MoreERISA – Employee Retirement Income Security Act of 1974
ERISA – Employee Retirement Income Security Act of 1974 dol.gov///erisa Pacific Lumber, Executive Life Lockheed, Athene PBGC – Pension Benefit Guaranty Corporation Guaranty Fund 1989 – LC – Firestone Tire & Rubber Co. v. Bruch., No. 87-1054., Supreme Court of United States. 489 U.S. 101 – [link-Google-Scholar] Argued November 30, 1988, Decided February 21, 1989…
Read MoreDOL – Fiduciary Rule
DOL – Fiduciary Rule DOL – Definition of the Term “Fiduciary” Proposed Rule – Historical Information – dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32 regulations.gov/search?filter=%22fiduciary%20rule%22 Conflict of Interest Rule Sutherland – List of Links – dolfiduciaryrule.com/ 2023 1110 – ThinkAdvisor – The 2 Biggest Fights Brewing Over DOL’s New Fiduciary Rule, By Melanie Waddell – [link] This aspect of the new rule…
Read MoreDOL – Department of Labor
DOL – Department of Labor DOL Fiduciary Rule ERISA – Employee Retirement Income Security Act of 1974 2006 – DOL – Proposed Rule – Default Investment Alternatives under Participant Directed Individual Account Plans Comments – dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB10 2008 – DOL – Proposed Rule – Investment Advice – Participants And Beneficiaries NPRM Comments – dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB13-2 2008 1006…
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