dol – Page 3 – [BonkNote]

EBSA – Employee Benefits Security Administration Department of Labor 2017 0706 – RFI – EBSA – Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions – RIN: 1210-AB82, Document Number:2017-14101 – federalregister.gov/documents/2017/07/06/2017-14101/request-for-information-regarding-the-fiduciary-rule-and-prohibited-transaction-exemptions Regulations.gov – EBSA-2017-0004 – regulations.gov/docket/EBSA-2017-0004 822 Comments – regulations.gov/docket/EBSA-2017-0004/comments 2017 0807 – Letter – NAIC to EBSA – Re: RIN 1210–AB82…

DOL – Fiduciary Rule – Gaps 2023 – GOV – Aren’t any Gaps SEC – Best Interest Rule NAIC – Annuity Suitability GAP – Life Insurance – Indexed Universal Life / Universal Life / 401k, 72T, SEPP, IRA Doug Andrew, etc CFA – Consumer Federation of America 2017 0731 – Letter – CFA to NAIC…

DOL – Letters – Comments – Testimony 2010 – dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32 March 2, 2011 Hearing Transcript Primerica 2010 – Primerica – dol.gov/sites/dolgov/files/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32-2/00615.pdf-249p – Re: Conflicts of Interest Proposed Rule – Definition of the Term “Fiduciary”; Conflict of Interest Rule – Retirement Investment Advice (RIN 1210-AB32) Proposed Best Interest Contract Exemption (ZRIN: 1210-ZA25) Proposed Amendments to Various Exemptions…

DOL – Fiduciary – Government Hearings 2016 – Congresswoman Ann Wagner (R-MO) discusses how the Administration’s “Fiduciary Rule” is really just Obamacare for Americans’ savings accounts. – youtube.com/watch?v=-_NeKxGmvpw 2023 1031 – President Biden Remarks on Protecting Retirement Security – [VIDEO-CSPAN-20:22] 2008 0716 – GOV (Senate) – Saving for Retirement c-span.org/video/?206437-1/saving-retirement 2013 1218 – GOV (Senate)…

2017 0713 – GOV (House) – Impact of the DOL Fiduciary Rule on the Capital Markets – Bill Huizenga (R-MI) 2017 0713 – GOV (House) – Impact of the DOL Fiduciary Rule on the Capital Markets, Bill Huizenga (R-MI) — [BonkNote] [PDF-117p, VIDEO-YouTube] Litigation Risk AARP – Cristina Martin Firvida, Director, Financial Security and Consumer Affairs…

2016 – LC – ACLI vs. Perez (DOL – Department of Labor) – Fiduciary Rule Document 1 – Complaint – 108p Document 48 – ACLI / NAIFA – Document 49 – ACLI / NAIFA – Brief/Memorandum in Support filed by American Council of Life Insurers, National Association of Insurance and Financial Advisors, National Association of Insurance…

Best Practices 2004 – NAIC – Best Practices Organizations White Paper – 50p

ERISA – Employee Retirement Income Security Act of 1974 dol.gov///erisa Pacific Lumber, Executive Life Lockheed, Athene PBGC – Pension Benefit Guaranty Corporation Guaranty Fund 1989 – LC – Firestone Tire & Rubber Co. v. Bruch., No. 87-1054., Supreme Court of United States. 489 U.S. 101 – [link-Google-Scholar] Argued November 30, 1988, Decided February 21, 1989…

DOL – Fiduciary Rule DOL – Definition of the Term “Fiduciary” Proposed Rule – Historical Information – dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32 regulations.gov/search?filter=%22fiduciary%20rule%22 Conflict of Interest Rule Sutherland – List of Links – dolfiduciaryrule.com/ 2023 1110 – ThinkAdvisor – The 2 Biggest Fights Brewing Over DOL’s New Fiduciary Rule, By Melanie Waddell – [link] This aspect of the new rule…

Fiduciary Advice Incidental Advice DOL – Fiduciary Rule – Department of Labor Fiduciary Duty Relationship (p54) – 1:34-1:41 – Eric DINALLO, Superintendent, New York State Insurance Department – Well, I think it’s important for everyone to know there’s a very strong tension between policyholders’ interest and shareholders’ interest in a publicly traded company. The board and management…