Government – Bills
RAFSA – The Restoring American Financial Stability Act of 2010
RAFSA – The Restoring American Financial Stability Act of 2010 2010 0410 – NAIC to GOV (Senators – All) – re: NAIC letter to Senators on the Restoring American Financial Stability Act of 2010 (RAFSA) – 4p If a study is necessary, we urge the Senate to request the study from an objective body, such as…
Read MoreFTC – BOR – Business Opportunity Rule
Business Opportunity FTC – BOR – Business Opportunity Rule — [BonkNote] 2010 1010-? – FTC – Report – Disclosure Requirements and Prohibitions Concerning Business Opportunities – Staff Report to the Federal Trade Commission and Proposed Revised Trade Regulation Rule – (16 CFR Part 437), Federal Trade Commission – 174p 2011 0110 – Letter – CAI…
Read MoreLife Insurance Caucus
Life Insurance Caucus Financial Protection and Life Insurance Caucus 2015 0508 – Reuters -Insurers step up lobbying to battle U.S. regulators, By Douwe Miedema – [link] “The new caucus will be instrumental in solidifying congressional support for our industry, particularly in helping to elevate our industry’s profile,” American Council of Life Insurers Chief Executive Dirk Kempthorne…
Read MoreOrderly Resolution Authority
Orderly Resolution Authority Orderly Liquidation Authority fdic.gov/resources/resolutions/resolution-authority/index.html AIG’s problems “highlight the need for a resolution authority with the power to manage the orderly restructuring of a large, complex, non-bank financial institution that poses a threat to the stability of our financial system,” Geithner said. 2009 0324 – ThinkAdvisor – Geithner To Ask For More Powers,…
Read MoreFGIC – Federal Insurance Guaranty Corporation
FGIC – Federal Insurance Guaranty Corporation 1969 – GOV (Senate) – Insurance Regulation – Warren G. Magnuson (D-WA) https://library.cqpress.com/cqalmanac/document.php?id=cqal69-1248592 HELD HEARINGS—Nov. 12, 19 and 20 on a bill (S 2236) to create a Federal Insurance Guaranty Corporation (FIGC) to protect customers from insolvency of certain insurance companies. Under the bill, the corporation would be patterned after the Federal…
Read MoreONI – Office of National Insurance
Office of National Insurance Office of Insurance Information 2009 1006 – GOV (House) – Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, And Creating a National Insurance Office [PDF-325p, ] (p70) – Ms. VAUGHAN. I would say that is a good question to ask the Treasury, is what other information…
Read More2015 – GOV – Bill – Policyholder Protection Act
2015 – GOV (Bill)- Policyholder Protection Act 2015 – GOV (Bill) – Policyholder Protection Act, H.R. 1478 by Reps. Bill Posey (R-Florida) and Brad Sherman (D-California). 2015 1117 – Press Release / Brad Sherman (D-California) – Washington DC –The Policyholder Protection Act introduced by Congressman Bill Posey (R-FL) and Congressman Brad Sherman (D-CA) passed the House.
Read MoreRegulations.gov
Regulations.gov federalregister.gov/documents/2016/04/25/2016-09456/proposed-agency-information-collection-activities-comment-request 2011 0406 – Re: Financial Stability Oversight Council Notice of Proposed Rulemaking Regarding Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (12 CFR Part 1310; RIN 4030-AAOO) – 11p Dennis Glass, 2023 – federalregister.gov/documents/2023/04/28/2023-08964/authority-to-require-supervision-and-regulation-of-certain-nonbank-financial-companies DOL – Fiduciary Rule – [BonkNote] DOL – Fiduciary Rule – Outline – [BonkNote] Retirement Security Rule: Definition of…
Read MoreGlass-Steagall Act
Glass-Steagall Act Carter Glass (R-VA) Henry B. Steagall (D-AL) 2016 0119 (Updated) – CRS – The Glass-Steagall Act: Legal and Policy Analysis – 28p (p10-11) – By the time you got to the point where Glass-Steagall was rescinded, there were no restrictions — you probably know all this, but Glass-Steagall started to get reinterpreted in…
Read MoreResolution Authority
Resolution Authority Fed Window Richard Scott, FCIC MP3 Interview 2014 04 – Book – Modernizing Insurance Regulation – John H. Biggs, Matthew P. Richardson – 304p 2020 0825 – FSB – Key Attributes Assessment Methodology for the Insurance Sector – 72p NAIC GUARANTY FUNDS NAIC Insurer Receivership Model Act The lack of an appropriate regulatory…
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