RAFSA – The Restoring American Financial Stability Act of 2010 2010 0410 – NAIC to GOV (Senators – All) – re: NAIC letter to Senators on the Restoring American Financial Stability Act of 2010 (RAFSA) – 4p If a study is necessary, we urge the Senate to request the study from an objective body, such as…

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Business Opportunity FTC – BOR – Business Opportunity Rule  —  [BonkNote] 2010 1010-? – FTC – Report – Disclosure Requirements and Prohibitions Concerning Business Opportunities – Staff Report to the Federal Trade Commission and Proposed Revised Trade Regulation Rule – (16 CFR Part 437), Federal Trade Commission – 174p 2011 0110 – Letter – CAI…

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Life Insurance Caucus Financial Protection and Life Insurance Caucus 2015 0508 – Reuters -Insurers step up lobbying to battle U.S. regulators, By Douwe Miedema – [link] “The new caucus will be instrumental in solidifying congressional support for our industry, particularly in helping to elevate our industry’s profile,” American Council of Life Insurers Chief Executive Dirk Kempthorne…

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Orderly Resolution Authority Orderly Liquidation Authority fdic.gov/resources/resolutions/resolution-authority/index.html AIG’s problems “highlight the need for a resolution authority with the power to manage the orderly restructuring of a large, complex, non-bank financial institution that poses a threat to the stability of our financial system,” Geithner said. 2009 0324 – ThinkAdvisor – Geithner To Ask For More Powers,…

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FGIC – Federal Insurance Guaranty Corporation 1969 – GOV (Senate) – Insurance Regulation – Warren G. Magnuson (D-WA) https://library.cqpress.com/cqalmanac/document.php?id=cqal69-1248592 HELD HEARINGS—Nov. 12, 19 and 20 on a bill (S 2236) to create a Federal Insurance Guaranty Corporation (FIGC) to protect customers from insolvency of certain insurance companies. Under the bill, the corporation would be patterned after the Federal…

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Office of National Insurance Office of Insurance Information 2009 1006 – GOV (House) – Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, And Creating a National Insurance Office  [PDF-325p, ] (p70) – Ms. VAUGHAN. I would say that is a good question to ask the Treasury, is what other information…

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2015 – GOV (Bill)- Policyholder Protection Act 2015 – GOV (Bill) – Policyholder Protection Act, H.R. 1478 by Reps. Bill Posey (R-Florida) and Brad Sherman (D-California). 2015 1117 – Press Release / Brad Sherman (D-California) – Washington DC –The Policyholder Protection Act introduced by Congressman Bill Posey (R-FL) and Congressman Brad Sherman (D-CA) passed the House.

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Regulations.gov federalregister.gov/documents/2016/04/25/2016-09456/proposed-agency-information-collection-activities-comment-request 2011 0406 – Re: Financial Stability Oversight Council Notice of Proposed Rulemaking Regarding Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies (12 CFR Part 1310; RIN 4030-AAOO) – 11p Dennis Glass,  2023 – federalregister.gov/documents/2023/04/28/2023-08964/authority-to-require-supervision-and-regulation-of-certain-nonbank-financial-companies DOL – Fiduciary Rule – [BonkNote] DOL – Fiduciary Rule – Outline – [BonkNote]  Retirement Security Rule: Definition of…

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Glass-Steagall Act Carter Glass (R-VA) Henry B. Steagall (D-AL) 2016 0119 (Updated) – CRS – The Glass-Steagall Act: Legal and Policy Analysis – 28p (p10-11) – By the time you got to the point where Glass-Steagall was rescinded, there were no restrictions — you probably know all this, but Glass-Steagall started to get reinterpreted in…

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Resolution Authority Fed Window Richard Scott, FCIC MP3 Interview 2014 04 – Book – Modernizing Insurance Regulation – John H. Biggs, Matthew P. Richardson – 304p 2020 0825 – FSB – Key Attributes Assessment Methodology for the Insurance Sector – 72p NAIC GUARANTY FUNDS NAIC Insurer Receivership Model Act The lack of an appropriate regulatory…

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