FINRA – Financial Industry Regulatory Authority finra.org/ brokercheck.finra.org/ 2007 0910 – FINRA – Remarks at the SEC Seniors Summit, Mary L. Schapiro, Chief Executive Officer – [link] The second new sweep targets deceptive early retirement seminars, often relying on IRS Regulation 72t, which permits early withdrawal from a retirement account without the usual tax penalty. These…

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AAII – American Association of Individual Investors aaii.com/ 1998 – AP – Retirement Savings: Choosing a Withdrawal Rate That is Sustainable – [Trinity Study], by Philip L. Cooley, Carl M. Hubbard and Daniel T. Walz, published in the AAII Journal, American Association of Individual Investors – 6p

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Heroes of Zero heroesofzero.live/        Learn urgent, cutting-edge strategies to shield your clients from the coming tax storm. For the first time ever, renowned retirement legends David McKnight, Ed Slott, Tom Hegna and Van Mueller share the stage to bring you the most cutting-edge retirement planning education in the industry! Tom Hegna David…

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ALIC – Association of Life Insurance Counsel alic.cc/ 2008 0518-20 – Seminar – ACLI to ALIC – Association of Life Insurance Counsel Regional Meeting – The Status of Broker-Dealers Engaged in Investment Advisory Functions: Muddy Waters Slowly Clearing, Carl B. Wilkerson – 74p 2019 0924 – Seminar – ACLI to ALIC – Association of Life…

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EY – Ernst and Young 2022 1010 – Ernst & Young – How life insurers can provide differentiated retirement benefits – [link] Permanent life insurance and deferred income annuities with increasing income potential outperform investment-only approaches in our analysis. 2024 – Ernst & Young – Benefits of integrating insurance products into a retirement plan -…

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CFLID – Center for Life Insurance Disputes cflid.com/ Stephen C. Burgess – Founder and President  2009 – CFLID – Beware the “Missed Fortune” Sales Concept: Why you should beware Doug Andrew’s Missed Fortune – 2p davidkinderfinancial.com/post/rebuttal-to-stay-away-from-these-scam-artists

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