Volcker Alliance volckeralliance.org/ Paul Volcker 2015 – Prior Proposals to Consolidate Federal Financial Regulators, prepared for the Volcker Alliance, by Elizabeth F. Brown – 188p

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itm21st itm21st.com/ 2018 – itm21st -The TOLI Handbook – 155p CHAPTER 6: The Mechanics of the Universal Life Chassis

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MSRB – Municipal Securities Rulemaking Board msrb.org/ Section 15B(b) of the Exchange Act established a self regulatory organization, the Municipal Securities Rulemaking Board (MSRB), to set rules for brokers, dealers and municipal securities dealers who engage in municipal securities transactions, subject to Commission oversight.11 However, because the MSRB’s authority is limited only to brokers, dealers…

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Derivatives Dealers 1999 11 – PWG / President’s Working Group – Over-the-Counter Derivatives Markets and the Commodity Exchange Act – 42p A small number of U.S. derivatives dealers are affiliated with entities that are not subject to banking or securities regulation, such as insurance companies, finance companies, and energy companies.  (p34)

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Weiss Research The disaster we fear is the looming crisis of confidence, of lost credibility, of spreading fear among the public and, ultimately, of a “run on the bank” as policyholders pull their money out of the insurance industry. –  (p160) —  Prepared Statement: Martin D. Weiss, President, Weiss Research, Inc. 1991 0227, 0507, 0509 and…

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PIABA – Public Investors Advocate Bar Association piaba.org/ Joseph C. Peiffer, President, Public Investors Advocate Bar Association – LC – Williams v. National Western Life Insurance Company – [BonkNote] 2024 0215 – GOV (House) – Protecting American Savers and Retirees from DOL’s Regulatory Overreach, Bob Good (R-VA) [PDF-, VIDEO-YouTube-02:06:21] edworkforce.house.gov/calendar/eventsingle.aspx?EventID=410108 PIABA – Joseph C. Peiffer, President, Public Investors Advocate Bar…

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Institute of Life Insurance 1960 0418 – Ad – Institute of Life Insurance  – St. Petersberg Independent, The Evening Independent Newspaper- [link-Google-News] Life insurance, in addition to providing for family security, plays an important role in our national growth. ⇒   Savings, through life insurance, help provide the funds for new schools, new factories and the…

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Consumer Advocates I am not convinced that the consumer advocates,–David Swankin excepted– really know or speak for what the average consumer wants. I fear that in the dialogue between regulators, business and consumerists, what the general public really wants may be overlooked. —  William M. White, Connecticut General – Director of Government Regulations 1980 – SOA…

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