2011 0301 – DOL – 1210-AB32 – ACLI – Testimony – Hearing on Definition of Fiduciary – Investment Advice – 9p 2011 0301 – DOL – 1210-AB32 – ACLI – Hearing on Definition of Fiduciary – Investment Advice  —  [BonkNote] —  9p We share the Department’s interest in seeing that plans and participants who seek out and are promised…

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2018 07 – CCIR – Comments – Fair Treatment of Customers Working Group 2018 – CCIR – Fair Treatment of Customers Working Group – [link] 2018 – CCIR – Guidance: Conduct of Insurance Business and Fair Treatment of Customer – 28p 2018 07 – CCIR – Comments – Fair Treatment of Customers Working Group  —  [BonkNote]  — …

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2022 – FSRA – [2022-007] – Comments – Consultation on Proposed Principles of Conduct for Insurance Intermediaries 2022 – FSRA –  [2022-007] – Comments – Consultation on Proposed Principles of Conduct for Insurance Intermediaries  —  [BonkNote]  — – [Binder-22p]  —  [link] ID: 2022-007 Comment Due Date – May 3, 2022 Advocis – [2022-007] –  Paniz…

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