DOL – Letters – Comments – Testimony

DOL – Letters – Comments – Testimony

• 2010 – dol.gov/agencies/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32
  • March 2, 2011 Hearing Transcript
    • Primerica
• 2010 – Primerica – dol.gov/sites/dolgov/files/ebsa/laws-and-regulations/rules-and-regulations/public-comments/1210-AB32-2/00615.pdf-249p –
  • Re: Conflicts of Interest Proposed Rule – Definition of the Term “Fiduciary”;
  • Conflict of Interest Rule – Retirement Investment Advice (RIN 1210-AB32)
  • Proposed Best Interest Contract Exemption (ZRIN: 1210-ZA25)
    Proposed Amendments to Various Exemptions (ZRIN: 1210-ZA25) 
  • Regrettably, we find the BIC Exemption to be unworkable. In short, the requirements of the BIC Exemption are so complex and burdensome that it is not administratively or operationally feasible
• 2011 0301 – DOL – 1210-AB32 – ACLI – Hearing on Definition of Fiduciary – Investment Advice  —  [BonkNote] —  9p
  • 2011 0301 – Testimony – ACLI -Testimony of Tom Robert – On Behalf of The American Council of Life Insurers Before The Employee Benefits Security Administration U.S. Department of Labor Hearing on Definition of Fiduciary – Investment Advice – 4p

• 2024 0215 – PIABA – Testimony – Joseph C. Peiffer, President, Public Investors Advocate Bar Association  —  [BonkNote]  —  30p