Market Regulation Certification Working Group - (D) - NAIC

  • Voluntary Market Regulation Certification Program
    • Documents
      • requirements
      • guidelines
      • checklist
      • scorecard
  • 2023 0509 - NAIC - Market Regulation Certification Working Group - (D) - 86p
    • 2. Reviewed the Pilot Program Suggested Revisions to the Market Regulation Certification Program
      • Haworth said the revisions to the Market Regulation Certification Program documents come primarily from the suggestions received by the states that participated in the pilot program. He said last year, the Working Group appointed a subject matter expert (SME) group to go over all the suggestions and incorporate them into the Market Regulation Certification Program. He thanked the SME group for their hard work. He said the group included Bailey, LeDuc, Nuissl, Chelsy Maller (AK), Pam O’Connell (CA), Tracy Biehn (NC), Hermoliva Abejar (NV), Andrea Baytop (VA), Marcia Violette (VT), and Bill Cole (WY).
      • Haworth said the documents to be adopted are the requirements, guidelines, checklist, and scorecard. He said the Working Group previously adopted the scorecard, but since changes to the requirements, guidelines, and checklists necessitated changes to the scorecard, the Working Group will need to adopt those changes to the scorecard as well.
        Haworth said the documents have been exposed on the Working Group web page for a month, and they were attached to the notice for this meeting on April 21. He said the Working Group received some comments from Julie Fairbanks (VA) with some grammatical changes, which have been posted and changed within the document.