2004Risk-Focused Surveillance Framework. Purpose: To Describe the NAIC's Proposed Risk-Focused Financial Surveillance Process & To Provide Guidance on the Use of Risk Assessment in the Financial Examination & Analysis Functions Application: To All Insurers - DRAFT-June 1,2004
2004-1V2, NAIC Proceedings - Revised June 4. 2004 - Modernizing the Insurance Regulatory Structure: The NAIC Framework for a National System of State-Based Regulation - p112/208-
Summary - The National Association of Insurance Commissioners (NAIC) wants to continue the partnership developed with the House Financial Services Committee to modernize state insurance regulation in a manner that benefits both insurance consumers and industry participants.
Table of Contents
Subtitle A Market Conduct Uniform Standards
Subtitle B Company Licensing
Subtitle C Agent Licensing
Subtitle D Life Insurance
Subtitle E Property/Casualty Commercial Insurance
Subtitle F Property/Casualty Personal Lines
Subtitle G Surplus Lines
Subtitle H Reinsurance
Subtitle I Antifraud Network
Subtitle J McCarran-Ferguson Antitrust Exemption and Rate Regulation
Subtitle K State-National Insurance Coordination Partnership
Subtitle L Viaticals
Subtitle M Interstate Compact for Health Insurance Processes
Subtitle N Enhancing Financial Surveillance
Subtitle O Receivership