Off-Track / On-Track

2018 - Book - Statutory Valuation of Individual Life and Annuity Contracts | 5th Edition, by Donna Claire, Lombardi and Summers

  • Richard Wicka (Chair) said the paper advocates for:
    • ...additional information to be provided to consumers regarding how the timing of their payments impacts the product; and
    • ...follow-up information to be provided to consumers at the time their payments go off-track so that consumers are aware of the impact to their policies.
    • [Bonk: Paper = 2016 0517 - LIIIWG - Assurity Resources - Consumer Issues Associated with Guaranteed Universal Life - NAIC - 11p]

2016-2, 0513 - NAIC Proceedings - LIIIWG, Life Insurance Illustrations Working Group

  • This was an optional idea that we called "Illustrations As Road Maps.
  • The concept is that instead of letting the actual performance of a Universal Life policy diverge over time further and further from what was originally illustrated, you could send policyholders a notice each year on the anniversary, if the results are below what was illustrated.
  • A letter would state the need to pay an additional amount to get back to what was illustrated, because interest rates are lower.
  • This would have two advantages.
    1. First, it would keep people on track with their illustrations.
    2. Second, it would help people understand the workings of their universal life policy.

--  John Keller (Northwestern Mutual)

1991 - SOA - Illustrations, Society of Actuaries - 20p

  • ... in 2000 that the universal-life policy she bought in 1983 was financially off track.

2018 0919 - WSJ - Universal Life Insurance, a 1980s Sensation, Has Backfired, by Leslie Scism - [link]