VALIC -  Variable Annuity Life Insurance Company

  • 1959 - LC - National Association of Securities Dealers, Inc., petitioner, V. Variable Annuity Life Insurance Company of America and the Equity Annuity Life Insurance Company - NASD v. VALIC
  • 1959 - LC - SEC v. Variable Annuity Life Ins. Co., 359 U.S. 65
    • 1958 - LR - Regulation of Business - Securities Act of 1933 - SEC Loses Fight to Regulate Variable Annuity, by William J. Wise - 5p
    • 1960 - LR - A Discussion and Analysis of the VALIC Decision, by Laurence M. Jones - 31p
    • 1968 - LR - Administrative Law—Variable Annuity Held to Be Subject to Federal Securities Regulation, by Ronald J. Axelrod - 8p
    • 1969 - LR - The Status of the Variable Annuity as a Security: A Lesson in Legal Line Drawing, by Boe W. Martin - 37p
    • 1985 - LR - Functional Regulation: Looking Ahead, by Aulana L. Peters and David N. Powers - 25p
    • 2010 0729 (Updated) - CRS - Securities and Exchange Commission Rule 151A and Annuities: Issues and Legislation, Congressional Research Service - 15p
  • 1985 - LR - Functional Regulation: Looking Ahead, by Aulana L. Peters and David N. Powers - 25p
    • 1959 - LC - 91. SEC v. Variable Annuity Life Ins. Co., 359 U.S. 65, (Brennan, J., concurring).
      • The Court in Variable Annuity Life Ins. Co. stated:
        • At the core of the 1933 Act are the requirements of a registration statement and prospectus to be used in connection with the issuance of "securities"....
        • The emphasis is on disclosure; the philosophy of the Act is that full disclosure of the details of the enterprise in which the investor is to put his money should be made so that he can intelligently appraise the risks involved.
        • The regulation of life insurance and annuities by the States ... proceeds, on entirely different principles .... The system does not depend on disclosure .... [The] congressional division of regulatory functions is rational and purposeful in the case of a traditional life insurance or annuity policy, where the obligations of the company were measured in fixed-dollar terms and where the investor could not be said, in any meaningful sense, to be a sharer in the investment experience of the company.
  • 1994 - LC - NationsBank of N. C. v. Variable Annuity Life Ins. Co.  (VALIC)
    • Opinion - 14p